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Hilbert’s Tenth Again

March 13, 2021


I think it’s never too late to start anything, except maybe being a ballerina. — Wendy Liebman

Mujeres Con Ciencia source

Marta Sved was a Hungarian mathematician who in 1930 moved to Down Under and became a teacher of math at the University of Adelaide. Over fifty years later, in 1985, Sved got a PhD. Clearly Liebman’s quote applies to Sved’s pursuit of a PhD.

Today I cannot resist talking about a particular paper of hers in the Mathematics Magazine—Volume 63 Number 1, February 1990:


Mathematics Magazine is a reviewed journal that focuses on exposition, history, and connections to other parts of math. I am a longtime reader of this journal. I have been getting this and other similar math mag’s for years. I am sure I saw this paper and the theorem. I did not see any reason to be overly excited by the result. However, the theorem plays a critical role in solving a long time open problem.

Note, this paper did not make the cover, but I believe it should have. To see why we must look at the famous Hilbert Tenth Problem.

Hilbert’s Tenth

Recall this is the problem: Given a polynomial equation

\displaystyle  P(x_1,x_2,x_3,\dots) = 0

over the integers, decide if there is a solution over the integers. This was famously proved to be undecidable by the combined work of Martin Davis, Hilary Putnam, and Julia Robinson, and was completed by Yuri Matiyasevich in 1970.

Davis, Putnam, and Robinson proved this first for exponential equations—they allowed {x^y}. Later, Matiyasevich showed how to express exponentiation in by polynomials—this completed the proof.

Solving a famous open problem only increases our interest in related questions. One class of questions involved replacing the integers by other rings. One of the major questions is what happens if we ask for solutions to

\displaystyle  P(x_1,x_2,x_3,\dots) = 0

over the rationals? This is currently open—see our posted on this and two related ones, plus a topical paper by Bjorn Poonen, for some comments.

Hilbert Tenth Over Rationals

Following the history of the classic version of Hilbert’s Tenth, Mihai Prunescu proved:

Theorem 1 It is undecidable to determine whether an exponential equation in many variables is solvable over the rationals.

This just appeared as The Exponential Diophantine Problem For Rationals in the current issue of the JSL:

It is a short paper—two pages. The key is it shows that it is possible to define the integers by an exponential equation over the rationals. Is there a Matiyasevich out there who will remove the need for exponentials?

Using Exponentials over the Rationals

Prunescu uses the following equation:

\displaystyle  x^y = y^x.

The solutions of this equation form a single parameterized family, and allow one to achieve the needed task:

Define the natural numbers from the rational solutions to this equation.

Lemma 2 Suppose that {0 < x < y} are rationals so that {x^y = y^x}. Then for some integer {n>0}

\displaystyle  x = (1+1/n)^n \text{ and } y = (1+1/n)^{n+1}.

Moreover, every {n>0} arises this way.

His proof outline is to suppose that {x^y = y^x} for rationals {0 < x < y}. Then by the lemma we can recover the integer {n} using only addition and multiplication.

\displaystyle  y/x = 1 + 1/n,

for some {n}. Thus,

\displaystyle  n = \frac{x}{y-x}.

This is an amazing trick—in my opinion.

Prunescu deserves a tip-of-the-hat for this insight. At the high level he is using this: Suppose that {x,y} rationals satisfy an equation

\displaystyle  f(x,y) = 0.

Then there is a rational operation on {x} and {y} that recovers a unique integer {n>0}. Moreover, for any {n>0} there are rational solutions {x,y} that yield {n}. This allows him to prove that exponential equations over the rationals is undecidable.

The Lemma

Prunescu needs the above lemma. He does not prove it, but says:

The equation {x^y = y^x} for rationals was studied by Christian Goldbach and Leonhard Euler—as stated in Leonhard Dickson’s book.

The results had been available for a long time—the book was published over a hundred years ago in 1920.

It is interesting to ask why it took so long to realize the connection? I looked at Dickson’s book and found the reference not so clean. I then did a Google search for results on the equation:

\displaystyle  x^y = y^x.

The search found that Sved proved in the paper in the Mathematics Magazine—Volume 63 Number 1, February 1990 the following:

Lemma 3 Suppose that {0 < x < y} are rationals so that {x^y = y^x}. Then for some integer {n>0}

\displaystyle  x = (1+1/n)^n \text{ and } y = (1+1/n)^{n+1}.

Moreover, every {n>0} arises this way.

That is, Sved proved the key lemma in full detail in 1990. Thus over thirty years ago, in an available journal, the exact lemma needed was available.

Why did so all of us miss that Sved’s analysis of the equation {x^y=y^x} could be used to solve an open problem. One that was open for decades?

Perhaps it says that Prunescu’s insight was indeed surprising. Perhaps. It does raise questions about improving his theorem. For example: Can a similar theorem be proved with only exponentials of the form

\displaystyle  2^x, 3^x, \dots?

This would improve the undecidability theorem a bit.

Open Problems

Perhaps we also should look at results from not top “professional” journals. Hmmm I think I will start looking at them with a new eye. How about you?

Perhaps we also should look at results from not top “professional” journals. Hmmm I think I will start looking at them with a new eye. How about you?

[some layout improvements]

15 Comments leave one →
  1. Pascal permalink
    March 13, 2021 11:40 am

    Congratulations to Prunescu! What about solvability of polynomial equations over the ring of Gaussian integers (complex numbers with integral real and imaginary parts) : is this undecidable too?

    • Mihai Prunescu permalink
      March 15, 2021 3:24 am

      Dear Pascal, Hilbert 10 was proven undecidable over all quadratic algebraic integer rings by Jan Denef. For the special case of the Gauss integers, there is an extra proof by Matiyasevich in his book about Hilbert 10. But about the exponential diophantine problem in number FIELDS different from Q [as this would be the natural question to put here] I have no ideea and I suppose that nothing is known so far.

      • Pascal permalink
        March 15, 2021 3:49 am

        Thanks!

  2. rjlipton permalink*
    March 13, 2021 12:43 pm

    Dear Pascal:

    Yes congrats in order. Note he proves this only with exponential too.

    Best

    Dick

  3. Pascal permalink
    March 13, 2021 12:49 pm

    All right, but what about the Gaussian integers: is it known whether the problem is undecidable like it is for the “true” integers?

  4. William Gasarch permalink
    March 13, 2021 7:27 pm

    In some paper I read Matiyasevich speculates that Hilbert really meant to ask about polys over Q.
    The status over Q is of course open, though the recent result pushes me into the undecidable camp.
    If H10 over undecidable that would explain why there has been so little progress in trying to find cases that are decidable.

  5. Yuly Shipilevsky permalink
    March 13, 2021 9:52 pm

    I didn’t read her paper when wrote the following
    paper, extending the consideration for hypercomplex
    numbers:

    https://vixra.org/abs/1905.0250

  6. Mihai Prunescu permalink
    March 14, 2021 12:40 am

    Hello! Thanks for this article! Just some comments:
    – Meanwhile we have undecidability in diophantine exponential equations, not only in systems. The conjunction can be written down because the radical closure of Q is not algebraically closed. One takes a polynomial f(x) which has no solutions in the radical closure. Its homogenized f(x,y) =0 can be used to write the conjunction of exponential diophantine expressions P = 0 /\ Q = 0 as f(P, Q) = 0. An example of f(x, y) is x^5 – xy^4 – y^5.

    – For x in Q, you have x in Z if and only if Exists y in Q, y = 2^x. So the exponential diophantine equations in 2^x are easier to prove undecidable. But there is no direct implication between the undecidability of exponential diophantine equations in 2^x and the undecidability of exponential diophantine equations in x^y.

    • rjlipton permalink*
      March 14, 2021 10:55 am

      Dear Mihai Prunescu:

      Thanks. I really like you paper and result. Impressive.

      Good catch on Q and fixed 2^x etc….missed that

      Best

      Dick

      • Mihai Prunescu permalink
        March 15, 2021 3:17 am

        I like very much your posts about Hilbert 10, and the whole blog. I was not aware of this blog. Now I am following it. Best, Mihai

  7. Mihai Prunescu permalink
    March 15, 2021 11:04 am

    Maybe my story of the Lemma would be of some interest. I found the Lemma as a problem in the romanian book “Probleme de aritmetica si teoria numerelor” by Ion Cucurezeanu, published in Romania in 1978. Different colleagues of mine, who participated in mathematical competitions in the seventies and the eighties, recall to have learned the problem during training lectures for such competitions. I was lucky to find the book put outside, on the floor of the University of Bucharest, in March 2019, because some people wanted to clean their offices and to get rid of “””old stuff”””. I opened it exactly at the page with the solution. The idea was instantaneous, so I ran to the first PC to write down the note.

  8. March 23, 2021 3:25 am

    Marta Sved did her MSc at Adelaide Uni in 1965 (on finite geometry), and both that and her PhD thesis sit on the shelves in the room next to mine!

Trackbacks

  1. Hilbert Tenth On Rationals | Gödel's Lost Letter and P=NP
  2. A Possible Ramsey Insight into P Versus NP? | Gödel's Lost Letter and P=NP

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